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Regulatory Update, COVID-19 23 July 2020
FCA Update: FCA to launch enhanced Financial Services Register & New Fintech Development Platform
Posted on 23 July 2020
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Compliance, COVID-19 8 July 2020
SM&CR and COVID-19: Deadline extension for solo-regulated firms and changes to the Approved Person Regime
Posted on 8 July 2020
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TWEET by @lavenpartners
Laven Partners is thrilled to announce the #acquisition of MPAC Group of Companies, an outstanding peer in the UK’s #compliance and #regulatory advisory field, notably for its complementary expertise in the brokerage and digital #tokenisation segments. lavenpartners.com/about/news/lav… pic.twitter.com/dJttTGTeYT
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Compliance, Brexit, COVID-19 7 July 2020
Nausicaa Delfas gives a speech on 'Building a financial regulatory system suitable for the UK in the new era'.
Posted on 7 July 2020
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Regulatory Update, COVID-19 22 May 2020
COVID-19: Ongoing Regulatory Reporting Obligations for firms
Posted on 22 May 2020
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COVID-19 23 April 2020
AIMA Requests Clarification from FCA over AIFM Transition Period
Posted on 23 April 2020
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Compliance, Regulatory Update, COVID-19 15 April 2020
FCA Provides Additional Time for Reporting Accounts
Posted on 15 April 2020
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COVID-19 9 April 2020
Due Diligence Considerations for a Remote Workforce (Part 2: Fund Managers)
Posted on 9 April 2020
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GDPR, COVID-19 7 April 2020
COVID 19: Keeping your company’s data safe
Posted on 7 April 2020
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COVID-19 2 April 2020
Due Diligence Considerations for a Remote Workforce (Part 1: Investors)
Posted on 2 April 2020
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COVID-19 31 March 2020
COVID-19: Key Workers in Financial Services
Posted on 31 March 2020
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Regulatory Update, COVID-19 12 March 2020
COVID-19 and Business Continuity Planning (BCP)
Posted on 12 March 2020