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Compliance 25 November 2020
How have regulatory hosting platforms evolved and how is this likely to change post-Brexit?
Posted on 25 November 2020
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GDPR 11 November 2020
The UK Information Commissioner’s Office’s Accountability Framework Tool
Posted on 11 November 2020
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TWEET by @lavenpartners
🥊 Fun Fact: Laven’s staff are into sports 🏀 We are proud to announce that our CEO Jerome achieved his first belt in Kickboxing. Also Shannon's (one of our brilliant associates) team got promoted to 2nd division in the North West Kent Netball. Well done 👏🏻👏🏻
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Compliance 4 November 2020
Regulatory Update: EU removes Cayman Islands from non-cooperative countries list and FCA extends relief for 10% notifications
Posted on 4 November 2020
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Compliance 4 November 2020
ESMA Consulting Paper reviewing the transaction reporting and reference data obligations under MiFIR
Posted on 4 November 2020
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Compliance, Brexit 27 October 2020
Update on Regulated Distribution services after Brexit.
Posted on 27 October 2020
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FCA set to ban the sale of cryptoasset derivatives to retail consumers
Posted on 15 October 2020
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Payment Services Directive 2 (PSD2): A Brief Overview
Posted on 15 October 2020
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Compliance 8 October 2020
Fines for Unauthorised Pension Calls
Posted on 8 October 2020
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The Shareholder Rights Directive II: A Brief Overview
Posted on 6 October 2020
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Financial Crime Summary 23 September 2020
Financial Crime Summary: Q3 2020
Posted on 23 September 2020
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Compliance 23 September 2020
The FinCEN Files Leak: The Key Takeaways
Posted on 23 September 2020
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Regulatory Update 9 September 2020
New GABRIEL return for solo-regulated firms
Posted on 9 September 2020
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Compliance, Regulatory Update 27 August 2020
The Government launches consultation on a new regulatory framework for the approval of financial promotions for unauthorised firms.
Posted on 27 August 2020
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Compliance 13 August 2020
JMLSG Publishes New Anti-Money Laundering Guidance on PCAs and Cryptocurrency
Posted on 13 August 2020
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Compliance, GDPR 6 August 2020
Privacy Shield Invalidated: What's next?
Posted on 6 August 2020