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Compliance 14 April 2022
EBA Guidelines on remuneration policies for investment firms will enter into force on 30.4.2022
Posted on 14 April 2022
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Compliance 13 April 2022
MIF007 ICARA Questionnaire: All you need to know before the due date
Posted on 13 April 2022
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TWEET by @lavenpartners
The #SVBank debacle seems to be under control notably in the UK. Credit rating was just above investment grade prior to its collapse. Hard to gauge when to change bank! Should all corporates have two bank accounts ? That’s what was common for brokers post 2008.
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Compliance 12 April 2022
UAE added as a high-risk jurisdiction in MLR 2022 amendment
Posted on 12 April 2022
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GDPR 31 March 2022
Law firm fined £98,000 after data breach
Posted on 31 March 2022
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Compliance 30 March 2022
UK authorities finalise Operational Resilience approach
Posted on 30 March 2022
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Compliance 29 March 2022
FCA warns of illegal Crypto ATM’s operating in the UK
Posted on 29 March 2022
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Compliance 18 March 2022
Ukraine: Operational Resilience & Cyber security
Posted on 18 March 2022
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GDPR 17 March 2022
IDTA vs UK Addendum to the EU SSCs: Our update for February/March
Posted on 17 March 2022
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Compliance 16 March 2022
IFPR: Deadline extension for Investment firms
Posted on 16 March 2022
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Regulatory Update 3 March 2022
Financial Crime Summary: December 2021 (Q4 Edition)
Posted on 3 March 2022
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Compliance 1 March 2022
Advice on non-broadcast advertising of cryptoassets published
Posted on 1 March 2022
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Compliance 17 February 2022
Top 10 EU Regulations to watch out for in the next 12 months
Posted on 17 February 2022
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Due Diligence 16 February 2022
Will investor ESG demand make the industry truly compliant?
Posted on 16 February 2022
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Crypto Assets Trading
Posted on 2 February 2022
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Compliance 26 January 2022
The FCA: A Year in Review
Posted on 26 January 2022
News and Views