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Compliance 19 April 2019
MiFID II Impact on Market Participants
Posted on 19 April 2019
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Compliance, Newsletters, Brexit 13 March 2019
Brexit Update 13 March 2019
Posted on 13 March 2019
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TWEET by @lavenpartners
The FCA has announced proposals to make permanent its ban on the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors. lavenpartners.com/thought-leader… #minibonds #fca #compliance pic.twitter.com/eXBnnDJlpO
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Compliance 8 February 2019
Senior Managers & Certification Regime
Posted on 8 February 2019
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Compliance, Brexit 14 November 2018
UK Budget 2018: A Budget for Britain's Future
Posted on 14 November 2018
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Compliance, Brexit 30 October 2018
Brexit and Alternative Asset Managers
Posted on 30 October 2018
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GDPR 2 October 2018
Equifax fined £500,000 by ICO due to data protection breach
Posted on 2 October 2018
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Compliance, GDPR 13 August 2018
EU-U.S. Data Pact – What is the Privacy Shield?
Posted on 13 August 2018
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Compliance, Due Diligence 25 June 2018
Front Office Intelligence - A New Digital Imperative
Posted on 25 June 2018
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Compliance 6 June 2018
GDPR in full force days after deadline
Posted on 6 June 2018
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RegTech 4 June 2018
Accessing US capital and facilitating investment banking transactions
Posted on 4 June 2018
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Compliance 15 May 2018
GDPR: Does your company need an EU representative according to Article 27?
Posted on 15 May 2018
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Compliance 18 April 2018
A Guide to FX Best Execution
Posted on 18 April 2018
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Compliance, GDPR 6 April 2018
GDPR: Consent for Marketing as opposed to Legitimate Interests
Posted on 6 April 2018
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Compliance 26 March 2018
Consent under the GDPR
Posted on 26 March 2018
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Due Diligence 23 February 2018
Operational Due Diligence: Laven Partners' Guide to Best Practice Standards
Posted on 23 February 2018