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Compliance 16 December 2020
Regulatory fees and levies: proposals for 2021/2022
Posted on 16 December 2020
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Compliance 16 December 2020
IFPR: FCA publishes first consultation on new prudential regime for UK investment firms
Posted on 16 December 2020
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TWEET by @lavenpartners
⏰ The IFPR is now less than 4 months away. ⏰ On 1st January 2022, the new UK Investment Firm #Prudential Regime (#IFPR) will come into force for all UK #MiFID Investment Firms. Click here to find out more: lavenpartners.com/thought-leader…
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Brexit 26 November 2020
German regulator BaFin to permit UK funds to submit third-country marketing notifications before the end of the transition period
Posted on 26 November 2020
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Compliance 25 November 2020
How have regulatory hosting platforms evolved and how is this likely to change post-Brexit?
Posted on 25 November 2020
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GDPR 11 November 2020
The UK Information Commissioner’s Office’s Accountability Framework Tool
Posted on 11 November 2020
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Compliance 4 November 2020
Regulatory Update: EU removes Cayman Islands from non-cooperative countries list and FCA extends relief for 10% notifications
Posted on 4 November 2020
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Compliance 4 November 2020
ESMA Consulting Paper reviewing the transaction reporting and reference data obligations under MiFIR
Posted on 4 November 2020
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Compliance, Brexit 27 October 2020
Update on Regulated Distribution services after Brexit.
Posted on 27 October 2020
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FCA set to ban the sale of cryptoasset derivatives to retail consumers
Posted on 15 October 2020
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Payment Services Directive 2 (PSD2): A Brief Overview
Posted on 15 October 2020
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Compliance 8 October 2020
Fines for Unauthorised Pension Calls
Posted on 8 October 2020
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The Shareholder Rights Directive II: A Brief Overview
Posted on 6 October 2020
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Financial Crime Summary 23 September 2020
Financial Crime Summary: Q3 2020
Posted on 23 September 2020
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Compliance 23 September 2020
The FinCEN Files Leak: The Key Takeaways
Posted on 23 September 2020
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Regulatory Update 9 September 2020
New GABRIEL return for solo-regulated firms
Posted on 9 September 2020