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Compliance 23 September 2020
The FinCEN Files Leak: The Key Takeaways
Posted on 23 September 2020
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Regulatory Update 9 September 2020
New GABRIEL return for solo-regulated firms
Posted on 9 September 2020
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TWEET by @lavenpartners
Crypto-asset businesses have been increasingly brought into the sphere of Anti-Money Laundering (#AML) regulations as the market for these assets grow and regulators seek to step in and ensure minimum standards and accountability. lavenpartners.com/thought-leader… #crypto #fco pic.twitter.com/bOvbfFpuMq
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Compliance, Regulatory Update 27 August 2020
The Government launches consultation on a new regulatory framework for the approval of financial promotions for unauthorised firms.
Posted on 27 August 2020
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Compliance 13 August 2020
JMLSG Publishes New Anti-Money Laundering Guidance on PCAs and Cryptocurrency
Posted on 13 August 2020
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Compliance, GDPR 6 August 2020
Privacy Shield Invalidated: What's next?
Posted on 6 August 2020
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Compliance 31 July 2020
Consultation on new Financial Promotions framework
Posted on 31 July 2020
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Regulatory Update, COVID-19 23 July 2020
FCA Update: FCA to launch enhanced Financial Services Register & New Fintech Development Platform
Posted on 23 July 2020
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The FCA sets out Market Abuse expectations during COVID-19 period
Posted on 22 July 2020
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Compliance, COVID-19 8 July 2020
SM&CR and COVID-19: Deadline extension for solo-regulated firms and changes to the Approved Person Regime
Posted on 8 July 2020
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Compliance, Brexit, COVID-19 7 July 2020
Nausicaa Delfas gives a speech on 'Building a financial regulatory system suitable for the UK in the new era'.
Posted on 7 July 2020
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Compliance 2 July 2020
The End of Mini-bonds?
Posted on 2 July 2020
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Compliance, Brexit 25 June 2020
Brexit Update: MiFID and AIFMD Passporting
Posted on 25 June 2020
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FCA Announces RegData Platform
Posted on 24 June 2020
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Financial Crime Summary 3 June 2020
Financial Crime Report: Q1 + Q2 2020
Posted on 3 June 2020
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Regulatory Update, COVID-19 22 May 2020
COVID-19: Ongoing Regulatory Reporting Obligations for firms
Posted on 22 May 2020