-
Compliance 6 July 2022
FATF Grey-list update
Posted on 6 July 2022
-
Compliance 6 July 2022
The continued growth of GP-led transactions’
Posted on 6 July 2022
-
TWEET by @lavenpartners
The #SVBank debacle seems to be under control notably in the UK. Credit rating was just above investment grade prior to its collapse. Hard to gauge when to change bank! Should all corporates have two bank accounts ? That’s what was common for brokers post 2008.
-
Compliance 23 June 2022
FCA reports further actions needed to ensure fair treatment of customers in vulnerable circumstances
Posted on 23 June 2022
-
Compliance 22 June 2022
HM Treasury outlines stablecoin plans in spite of crypto crash
Posted on 22 June 2022
-
Regulatory Hosting 9 June 2022
FCA launches specialist department to tackle consumer harm brought by Appointed Representatives
Posted on 9 June 2022
-
Compliance 9 June 2022
Firms to expect seventh round of covid-19 survey starting from 13th June
Posted on 9 June 2022
-
Compliance 8 June 2022
The FCA’s new cancellation and variation power
Posted on 8 June 2022
-
Regulatory Hosting 26 May 2022
Consultancy Firm wishing to act as Hosting platform was refused authorisation by FCA
Posted on 26 May 2022
-
Compliance 25 May 2022
Lab rats, love and the FCA’s crack down on unused permissions. Use it or lose it!
Posted on 25 May 2022
-
Compliance 25 May 2022
Observations on wind-down planning: liquidity, triggers & intragroup dependencies
Posted on 25 May 2022
-
Compliance 12 May 2022
Bank of England raises base rate of interest to 1%
Posted on 12 May 2022
-
Compliance 12 May 2022
Could the UK really become a global hub for crypto-asset technology?
Posted on 12 May 2022
-
Charges against Archegos Capital Management's owner Bill Hwang: What we know and what we don’t know
Posted on 12 May 2022
-
Compliance 28 April 2022
IFPR Returns deadline: 3rd May
Posted on 28 April 2022
-
Compliance 28 April 2022
The FCA publishes it’s 2022/23 Business Plan
Posted on 28 April 2022
News and Views