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Compliance 30 March 2021
The Modern Compliance Officer: Bolster Your Arsenal
Posted on 30 March 2021
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Compliance, Due Diligence 16 March 2021
Vendor Due Diligence: 5 Things to Consider
Posted on 16 March 2021
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TWEET by @lavenpartners
⏰ The IFPR is now less than 4 months away. ⏰ On 1st January 2022, the new UK Investment Firm #Prudential Regime (#IFPR) will come into force for all UK #MiFID Investment Firms. Click here to find out more: lavenpartners.com/thought-leader…
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Compliance, Brexit 16 March 2021
NPPR and Brexit: Contingency planning for Fund Managers
Posted on 16 March 2021
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Deadline for 2020 Stewardship Code Approaches
Posted on 23 February 2021
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Brexit: How to continue to operate in the EU after the EU-UK Free trade deal
Posted on 18 February 2021
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Due Diligence: Reporting on Non-Disclosure
Posted on 17 February 2021
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Regulatory Update 17 February 2021
US Ban on Chinese Military Investments: What this means for Managers?
Posted on 17 February 2021
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Compliance 3 February 2021
Online Compliance Training: What to Consider
Posted on 3 February 2021
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GDPR 3 February 2021
GDPR: Transferring International Data from the UK to a US Regulated Firm (SEC)
Posted on 3 February 2021
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Compliance 1 February 2021
Client Categorisation: A Brief Guide
Posted on 1 February 2021
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Compliance 27 January 2021
Senior Managers & Certification Regime: A Brief Guide
Posted on 27 January 2021
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Compliance 20 January 2021
How to become authorised with the FCA
Posted on 20 January 2021
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Financial Crime Summary 19 January 2021
Financial Crime and Market Conduct: Jan 2021
Posted on 19 January 2021
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The Sixth AML Directive (6AMLD): Clarity at last?
Posted on 18 January 2021
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EU and UK Representatives: Compliance with GDPR post-Brexit
Posted on 6 January 2021