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New prime minister Liz Truss’s reported plans to merge UK financial regulators
Posted on 21 September 2022
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Regulatory Hosting 1 September 2022
FCA confirms new rules to improve the AR regime
Posted on 1 September 2022
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TWEET by @lavenpartners
Friday’s finally here and it’s #internationalbeerday ! We recently found out that you can even buy beer at McDonalds if you are in France, Germany, Portugal, or South Korea! Would you buy beer there? #mcdonalds #holiday
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Compliance 1 September 2022
FCA Issues Alternative Supervisory Strategy Letter
Posted on 1 September 2022
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Financial Services and Markets Bill 2022
Posted on 31 August 2022
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Compliance 18 August 2022
The FCA has outlined its new Consumer Duty proposals aimed at improving how regulated firms serve consumers
Posted on 18 August 2022
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Compliance 17 August 2022
New FCA rules set to strengthen financial promotion rules for high-risk investments
Posted on 17 August 2022
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Regulatory Hosting 2 August 2022
The FCA target on Appointed Representatives (‘ARs’) see vast number withdraw
Posted on 2 August 2022
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Compliance 1 August 2022
Operational Resilience: Discussion paper outlines proposed measures to supervise critical third parties
Posted on 1 August 2022
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Compliance 21 July 2022
FCA published Feedback Statement on ESG integration in UK Capital Markets
Posted on 21 July 2022
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Compliance 20 July 2022
Regulating Crypto, the FCA’s Tough Stance on 5MLD Applications
Posted on 20 July 2022
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Compliance 7 July 2022
HM Treasury publishes post-implementation reviews of the UK’s AML/CTF regulatory framework
Posted on 7 July 2022
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Compliance 6 July 2022
FATF Grey-list update
Posted on 6 July 2022
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Compliance 6 July 2022
The continued growth of GP-led transactions’
Posted on 6 July 2022
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Compliance 23 June 2022
FCA reports further actions needed to ensure fair treatment of customers in vulnerable circumstances
Posted on 23 June 2022
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Compliance 22 June 2022
HM Treasury outlines stablecoin plans in spite of crypto crash
Posted on 22 June 2022