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Compliance 6 October 2022
FCA confirms new guidance on the trading venue perimeter
Posted on 6 October 2022
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Compliance 5 October 2022
Chancellor Kwasi Kwarteng announces changes to business
Posted on 5 October 2022
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TWEET by @lavenpartners
The #SVBank debacle seems to be under control notably in the UK. Credit rating was just above investment grade prior to its collapse. Hard to gauge when to change bank! Should all corporates have two bank accounts ? That’s what was common for brokers post 2008.
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Compliance 4 October 2022
FCA Financial Resilience Survey
Posted on 4 October 2022
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FCA to regulate qualifying crypto assets – comparison with EU MiCA regime
Posted on 22 September 2022
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New prime minister Liz Truss’s reported plans to merge UK financial regulators
Posted on 21 September 2022
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Regulatory Hosting 1 September 2022
FCA confirms new rules to improve the AR regime
Posted on 1 September 2022
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Compliance 1 September 2022
FCA Issues Alternative Supervisory Strategy Letter
Posted on 1 September 2022
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Financial Services and Markets Bill 2022
Posted on 31 August 2022
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Compliance 18 August 2022
The FCA has outlined its new Consumer Duty proposals aimed at improving how regulated firms serve consumers
Posted on 18 August 2022
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Compliance 17 August 2022
New FCA rules set to strengthen financial promotion rules for high-risk investments
Posted on 17 August 2022
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Regulatory Hosting 2 August 2022
The FCA target on Appointed Representatives (‘ARs’) see vast number withdraw
Posted on 2 August 2022
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Compliance 1 August 2022
Operational Resilience: Discussion paper outlines proposed measures to supervise critical third parties
Posted on 1 August 2022
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Compliance 21 July 2022
FCA published Feedback Statement on ESG integration in UK Capital Markets
Posted on 21 July 2022
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Compliance 20 July 2022
Regulating Crypto, the FCA’s Tough Stance on 5MLD Applications
Posted on 20 July 2022
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Compliance 7 July 2022
HM Treasury publishes post-implementation reviews of the UK’s AML/CTF regulatory framework
Posted on 7 July 2022