-
Compliance 24 September 2018
Research services & the changing behavioural patterns of asset managers in the post MiFID 2 world
Posted on 24 September 2018
-
Compliance, GDPR 13 August 2018
EU-U.S. Data Pact – What is the Privacy Shield?
Posted on 13 August 2018
-
TWEET by @lavenpartners
"The SEC Division of Enforcement’s Annual report was published for 2019 and confirms that there was a lot of enforcements. This is remarkable especially considering this year’s lengthy government shut down." sec.gov/news/press-rel… #sec #Compliance
-
Compliance, Due Diligence 25 June 2018
Front Office Intelligence - A New Digital Imperative
Posted on 25 June 2018
-
Compliance 6 June 2018
GDPR in full force days after deadline
Posted on 6 June 2018
-
RegTech 4 June 2018
Accessing US capital and facilitating investment banking transactions
Posted on 4 June 2018
-
Compliance 15 May 2018
GDPR: Does your company need an EU representative according to Article 27?
Posted on 15 May 2018
-
Compliance 18 April 2018
A Guide to FX Best Execution
Posted on 18 April 2018
-
Compliance, GDPR 6 April 2018
GDPR: Consent for Marketing as opposed to Legitimate Interests
Posted on 6 April 2018
-
Compliance 26 March 2018
Managing consent under the GDPR
Posted on 26 March 2018
-
Due Diligence 23 February 2018
Operational Due Diligence: Laven Partners' Guide to Best Practice Standards
Posted on 23 February 2018
-
Compliance, GDPR 13 February 2018
GDPR - A monster lurking under the bed?
Posted on 13 February 2018
-
Compliance, Due Diligence 19 January 2018
PRIIPs - Establishing an Ongoing Solution
Posted on 19 January 2018
-
Due Diligence 11 December 2017
Why Due Diligence is under-leveraged and giving you only 50% of the answer you need
Posted on 11 December 2017
-
Does Switzerland still merit to be on your fundraising radar?
Posted on 15 November 2017
-
Compliance 7 November 2017
Get ready for MiFID II approaching soon!
Posted on 7 November 2017