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Regulatory Update 17 February 2021
US Ban on Chinese Military Investments: What this means for Managers?
Posted on 17 February 2021
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Compliance 3 February 2021
Online Compliance Training: What to Consider
Posted on 3 February 2021
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TWEET by @lavenpartners
Compliance Officers, what's on your mind? 🧠At Laven Partners we are constantly striving to create the most valuable content for our followers. To aid us in this we would be grateful if you could answer the poll below. #financialservices #compliance #brexit #aml #ifpr #esg
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GDPR 3 February 2021
GDPR: Transferring International Data from the UK to a US Regulated Firm (SEC)
Posted on 3 February 2021
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Compliance 1 February 2021
Client Categorisation: A Brief Guide
Posted on 1 February 2021
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Compliance 27 January 2021
Senior Managers & Certification Regime: A Brief Guide
Posted on 27 January 2021
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Compliance 20 January 2021
How to become authorised with the FCA
Posted on 20 January 2021
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Financial Crime Summary 19 January 2021
Financial Crime and Market Conduct: Jan 2021
Posted on 19 January 2021
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The Sixth AML Directive (6AMLD): Clarity at last?
Posted on 18 January 2021
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EU and UK Representatives: Compliance with GDPR post-Brexit
Posted on 6 January 2021
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Compliance 16 December 2020
Regulatory fees and levies: proposals for 2021/2022
Posted on 16 December 2020
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Compliance 16 December 2020
IFPR: FCA publishes first consultation on new prudential regime for UK investment firms
Posted on 16 December 2020
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Compliance, Brexit 4 December 2020
Brexit: Temporary Permissions Regime (TPR)
Posted on 4 December 2020
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Brexit 26 November 2020
German regulator BaFin to permit UK funds to submit third-country marketing notifications before the end of the transition period
Posted on 26 November 2020
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Compliance 25 November 2020
How have regulatory hosting platforms evolved and how is this likely to change post-Brexit?
Posted on 25 November 2020
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GDPR 11 November 2020
The UK Information Commissioner’s Office’s Accountability Framework Tool
Posted on 11 November 2020