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Compliance 7 June 2011
UCITS IV focuses attention on Risk Management Processes
Posted on 7 June 2011
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Compliance 26 April 2011
Details of the Luxembourgish UCITS IV passporting provisions revealed
Posted on 26 April 2011
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TWEET by @lavenpartners
The FCA has announced proposals to make permanent its ban on the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors. lavenpartners.com/thought-leader… #minibonds #fca #compliance pic.twitter.com/eXBnnDJlpO
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Compliance 10 February 2011
Zadig launches new UCITS III fund
Posted on 10 February 2011
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Compliance 7 December 2010
The FSA aims at regulating bonuses
Posted on 7 December 2010
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Compliance 10 September 2010
UCITS Feasibility Assessments
Posted on 10 September 2010
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Compliance 16 August 2010
Increased Emphasis on Market Abuse Training
Posted on 16 August 2010
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Compliance 18 December 2009
Darling wins few friends in 2009 Pre-Budget Report
Posted on 18 December 2009
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Compliance 29 October 2008
FSA’s Statement on Short Positions for Financial Companies
Posted on 29 October 2008