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Compliance 22 November 2011
Hedge Fund Compliance Officer Banned
Posted on 22 November 2011
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Compliance 26 October 2011
Worrying news for ex-UK residents as a court case rules in favour of HMRC
Posted on 26 October 2011
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TWEET by @lavenpartners
"The SEC Division of Enforcement’s Annual report was published for 2019 and confirms that there was a lot of enforcements. This is remarkable especially considering this year’s lengthy government shut down." sec.gov/news/press-rel… #sec #Compliance
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Compliance 30 July 2011
The Role of the EU in Financial Oversight: From Monitoring Powers to Executive
Posted on 30 July 2011
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Compliance 1 July 2011
FSA completes 99.3% of all applications in three months
Posted on 1 July 2011
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Compliance 7 June 2011
UCITS IV focuses attention on Risk Management Processes
Posted on 7 June 2011
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Compliance 26 April 2011
Details of the Luxembourgish UCITS IV passporting provisions revealed
Posted on 26 April 2011
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Compliance 10 February 2011
Zadig launches new UCITS III fund
Posted on 10 February 2011
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Compliance 7 December 2010
The FSA aims at regulating bonuses
Posted on 7 December 2010
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Compliance 10 September 2010
UCITS Feasibility Assessments
Posted on 10 September 2010
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Compliance 16 August 2010
Increased Emphasis on Market Abuse Training
Posted on 16 August 2010
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Compliance 18 December 2009
Darling wins few friends in 2009 Pre-Budget Report
Posted on 18 December 2009
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Compliance 30 November 2009
New FSA Liquidity Rules
Posted on 30 November 2009
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Compliance 29 October 2008
FSA’s Statement on Short Positions for Financial Companies
Posted on 29 October 2008