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COVID-19 23 April 2020
AIMA Requests Clarification from FCA over AIFM Transition Period
Posted on 23 April 2020
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Compliance, Regulatory Update, COVID-19 15 April 2020
FCA Provides Additional Time for Reporting Accounts
Posted on 15 April 2020
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COVID-19 9 April 2020
Due Diligence Considerations for a Remote Workforce (Part 2: Fund Managers)
Posted on 9 April 2020
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GDPR, COVID-19 7 April 2020
COVID 19: Keeping your company’s data safe
Posted on 7 April 2020
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COVID-19 2 April 2020
Due Diligence Considerations for a Remote Workforce (Part 1: Investors)
Posted on 2 April 2020
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COVID-19 31 March 2020
COVID-19: Key Workers in Financial Services
Posted on 31 March 2020
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Regulatory Update, COVID-19 12 March 2020
COVID-19 and Business Continuity Planning (BCP)
Posted on 12 March 2020
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Brexit 5 March 2020
Laven Brexit Update – March 2020
Posted on 5 March 2020
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FCA Publishes 6 areas of concern including the UK's withdrawal from the EU
Posted on 7 February 2020
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FCA launches consultation on disclosing insider information
Posted on 14 January 2020
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CRYPTO-FOCUS: FCA publishes a consultation paper on the recovery of costs of supervising crypto-asset businesses under 5AMLD
Posted on 6 January 2020
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FCA changes its Form A (Approved Persons Application) questions on its Connect portal ahead of SM&CR
Posted on 21 November 2019
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Financial Crime Summary 25 October 2019
Financial Crime Summary - Q3 2019
Posted on 25 October 2019
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Brexit, GDPR 8 October 2019
How will Brexit impact GDPR?
Posted on 8 October 2019
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Regulatory Update 24 September 2019
The FCA has published new final rules for loan based (‘peer-to-peer’) and investment based crowdfunding platforms
Posted on 24 September 2019