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Regulatory Hosting 12 January 2023
How the new Consumer Duty regulations affects regulatory hosting firms who do not service retail clients
Posted on 12 January 2023
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Regulatory Hosting 11 January 2023
Benefits of Regulatory Hosting vs Direct Applications in the UK
Posted on 11 January 2023
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Compliance 15 December 2022
FCA to act regarding CFDs misconduct
Posted on 15 December 2022
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Government finalises plans to impose regulations on crypto sector
Posted on 14 December 2022
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Compliance 25 November 2022
The relationship between Consumer Duty and SM&CR
Posted on 25 November 2022
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Compliance 25 November 2022
Crypto Exchange FTX collapses into bankruptcy
Posted on 25 November 2022
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Compliance 25 November 2022
UK Bank Santander To Extend Crypto Ban
Posted on 25 November 2022
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Compliance 17 November 2022
Potential upcoming changes to regulations surrounding crypto
Posted on 17 November 2022
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Compliance 16 November 2022
Sunak soon to clash with City over new ministerial powers
Posted on 16 November 2022
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Compliance 16 November 2022
FATF identifies jurisdictions with AML shortcomings
Posted on 16 November 2022
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Compliance 3 November 2022
The FCA’s approach to non-financial misconduct
Posted on 3 November 2022
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Compliance 2 November 2022
The potential competition impacts of Big Tech entry and expansion in retail financial services
Posted on 2 November 2022
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Compliance 1 November 2022
FCA proposes new guidance on Sustainability Disclosure Requirements (SDR) and investment labels
Posted on 1 November 2022
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Compliance 19 October 2022
IFPR: Remuneration Policies
Posted on 19 October 2022
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GDPR 18 October 2022
GDPR to be replaced
Posted on 18 October 2022