Maintain activities in Europe post-brexit
Time is running out for firms to establish and put in place plans for their regulatory requirements post-Brexit. To assist firms, Laven has developed several different services designed to mitigate the potential impacts of Brexit for both UK and EU businesses.
Laven’s Luxembourg firm Lumen Distribution has been created to benefit UK firms who do not have an independent entity in the EU.
As with UK Managers looking to access Europe, EU Managers face the same hindrances in seeking to access the UK. The UK has a well developed tied agent system called "Appointed Representatives" under which a Principal firm can host a Firm under its umbrella. Laven holds both MiFID and AIFM permissions and is authorised and regulated by the FCA. We have over a decade of hosting experience. This will enable Firms to market their EU products to UK investors subject to product registration rules.
Posted on 10 July 2020
Posted on 25 June 2020
Laven regularly reports on the most interesting and relevant #financialcrime news to give an idea of the ongoing regulatory approach taken against money laundering and terrorist financing. This is a round-up of the key cases over the past quarter. lavenpartners.com/thought-leader…
Posted on 19 May 2020