We have subject matter experts and practitioners to advise on a range of AML issues from routine challenges, audits and health-checks to complex matters requiring more in-depth assignments, including conducting AML remediation reviews and risk assessments.
In the UK Regulated Firms are legally obligated to assess their business for risk of Money Laundering and Terrorist Finance and implement appropriate policies, preventative controls and processes.
Laven have been providing Anti-Money Laundering (AML) consultancy services to regulated firms for over 15 years. Our procedures capture the information required to demonstrate compliance with the regulations for typical MiFID and AIFM firms as well as payment processing and digital asset firms providing processes and verifications as need be.
Laven's Anti-Money Laundering consultants can create bespoke compliance frameworks for regulated entities that include
Laven can help produce an AML compliance framework for regulated clients which would involve:
As well as drafting a new AML framework, Laven can review a firm's current framework. This can either be part of an internal review by a company looking to improve its AML Policies and Procedures or as part of an independent review where a client is trying to ascertain an AML risk rating to them.
Laven can also support firms who have been asked to implement an AML remediation process by the regulator as well as a legally enforced AML audit assessment from an independent consultant. Laven will support firms in responding to the regulator's feedback on their AML Policies and put in place a robust framework that will satisfy their concern.
Laven's bespoke online training platform offers a range of AML and regulatory modules designed to ensure employees have the correct knowledge and expertise to remain compliant. If desired, all our online training courses can be supplemented or completely converted into an in-person (or webinar) training session undertaken by one of our senior consultants.
We are committed to delivering compliance and due diligence solutions that positively impact the success, strength and reputation of our clients.