Compliance Workflow Software

Laven Tech

Laven Tech is a compliance solution that streamlines compliance and due diligence workflows. This unique and innovative system reduces human error and creates both time and cost efficiencies to ensure compliance with regulatory and best-practice standards. Laven Tech users will save up to 40% of time usually spent managing their compliance workflow.

The industry’s stringent compliance requirements spanning controls and oversight to performing continuous due diligence on clients and investments make it harder for businesses to establish strong yet

Laven’s software automates what was previously a manual work flow. It makes our compliance function more efficient, saves us a significant amount of time and enables us to focus on our core business.

Charles Romily

Afinishay Capital

Laven Partners are a pleasure to work with, the team is always proactive and positive, and their technology solutions are best in class

Max Hilton

Clarus Risk

Compliance Solutions

Laven Tech's Compliance Solution digitalises the following critical components of the compliance workflow to give the Compliance Officer complete and audit trailed oversight. The software creates a compliance infrastructure that is designed to reduce human error, creating both time and cost efficiencies. Our compliance solutions contain:

The creation and formatting of a firm's monitoring reports based on customised risk assessment reviews.
Question and answer style format for efficient monitoring and time saving.
Attestation and Registers Management system linked to task list and calendar.
PA dealing register and request managment system.

More Information

This is our proprietary on-boarding software accessible online, which acts as a portal designed to assist firms with their gathering of information prior to engaging with any new client.

Client Due Diligence (CDD)

A client onboarding portal in line with jurisdictional regulatory environments improving internal efficiency, client experience and the compliance oversight over potential clients. The software is an effective tool to ensure the firm collects all required and relevent information when onboarding any new client with any potential risk being automatically flagged.

Check out our CDD Demo

Due Diligence Manager (DDM)

Serves as a comprehensive and flexible fund operational due diligence to aggregate information and automatically match it to content checks against applicable laws or best practice standards. Laven's DDM ensures objectivity because every question can be directly related back to a regulatory or best practice standards.

high angle shot of macbook with DCA software open

Regulatory Solutions

Laven also offers solutions for incoming and existing regulation to assist your firm in being compliant. For example, Laven can provide you with a software solution specifically designed for SM&CR and GDPR.

Laven Tech Features

Expertise

LavenTech is designed to combine subject matter expertise with technology ensuring the compliance team is up to date with new regulations and can have effective oversight of a firm's operations.

Calendar

Diary functions for deadlines and report due dates to ensure efficient allocation of resource and effective management of various compliance reporting and review requirements.

Customisation

The ability to adjust the standard Laven report templates to meet your firm’s specific requirements. The interface and final report produced within the software can also be customised with your branding and logo to show your brand identity.

Permissions

The software leverages standard user group permissions to grant/revoke access to specific reports and modules.

Document Exchange

Cloud storage for documents allowing users to attach evidence, information or supplemental research to any manual, monitoring plan or register. It can also be used to securely exchange information with third parties.

Email Reminders

The system automatically generates email invitations and calendar reminders to ensure the compliance workflow stays organised and monitored.

Report Creator

Users can create specific reports in line with regulatory standards quickly and efficiently through a Q&A format which then generates the report text.