Compliance Workflow Software
Laven Tech
Laven Tech is a proprietary built solution that streamlines compliance and due diligence workflows. This unique and innovative system reduces human error and creates both time and cost efficiencies to ensure compliance with regulatory and best-practice standards. Laven Tech users will save up to 40% of time usually spent managing their compliance workflow.
Laven’s software automates what was previously a manual work flow. It makes our compliance function more efficient, saves us a significant amount of time and enables us to focus on our core business.
Afinishay Capital
Laven Partners are a pleasure to work with, the team is always proactive and positive, and their technology solutions are best in class
Clarus Risk
LavenTech's Bundle Structure
To make sure Laven Tech is fully tailored for the users needs the software employes a bundle system, users can opt in and out of different bundles and the pricing scales depending on a users access.
Compliance Bundle
Laven Tech's Compliance bundle digitalises the following critical components of the compliance workflow to give the Compliance Officer complete and audit trailed oversight. The software creates a compliance infrastructure that is designed to reduce human error, creating both time and cost efficiencies. The DCA bundle contains:
- The creation and formatting of a firms compliance manual, monitoring reports and registers with a customisable scope to fit their requirements.
- Question and answer style format for efficient monitoring.
- Automatic production of written monitoring reports produced through responding to monitoring questions, increasing efficiencies.
- Audit trail of any edits to maintain controls.
- PA dealing
Client Due Diligence (CDD)
A client onboarding portal in line with jurisdictional regulatory environments improving internal efficiency, client experience and the compliance oversight over potential clients. The software is an effective tool to ensure the firm collects all required and relevent information when onboarding any new client with any potential risk being automatically flagged.
Due Diligence Manager (DDM)
Serves as a comprehensive and flexible fund operational due diligence to aggregate information and automatically match it to content checks against applicable laws or best practice standards. Laven's DDM ensures objectivity because every question can be directly related back to a regulatory or best practice standard.
Laven Tech Features
Contact us