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Compliance Services for Asset Managers

Laven provides a broad range of services for its Asset Management clients that can support a firm at any stage of its lifecycle, from startups to large international corporations. See a full list of services we offer below.

Our services provide investors with an independent review of an asset manager’s operations and investments.
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List of Services for Asset Managers

Click the boxes below to find out more about the specific services we offer to Asset and Investment Managers.

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Our Approach to Asset Management Compliance

We are leaders in the financial industry providing intelligent and intuitive commercial and practical advice, giving clients the benefit of our diversified, balanced expertise. Within our team, we have several members of staff that worked in a Compliance Function at Asset Management firms so we are well equipped to deal with any queries or issues that you may have.

Within our ongoing compliance service we offer:

  • Compliance Consulting & Support
  • Support with FCA Notifications and Reporting
  • Reviews of Current Compliance Documentation
  • Support with MLRO and AML Obligations

To help streamline compliance and free up time to focus on other tasks Laven focuses on combining strong expertise and proprietary technology ("Laven Tech") to deliver the industry's most comprehensive Compliance services in a cost-efficient manner. Laven is a member of the Alternative Investment Management Association (AIMA) and the Association of Professional Compliance Consultants (APPC).

Contact Us

We are here to help. Contact us today to find out how we can assist your firm.

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