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Brokers Compliance Services

Laven provides a broad range of services for its Broker clients that can support a firm at any stage of its lifecycle, from startups to large international corporations. See a full list of services we offer below.

Our services provide investors with an independent review of an asset manager’s operations and investments.
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Our Approach

We are leaders in the financial industry providing intelligent and intuitive commercial and practical advice, giving clients the benefit of our diversified, balanced expertise. Within our team we have several members of staff that worked in a Compliance Function at a Brokerage so we are well equipped to deal with any queries or issues that you may have.

To help streamline compliance and free up time to focus on other tasks Laven focuses on combining strong expertise and proprietary technology ("Laven Tech") to deliver the industry's most comprehensive Compliance services in a cost-efficient manner. Laven is a member of the Alternative Investment Management Association (AIMA) and the Association of Professional Compliance Consultants (APPC).

Contact Us

We are here to help. Contact us today to find out how we can assist your firm.

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