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Compliance FAQs

What type of FCA compliance services does Laven Partners offer on an ongoing basis?

We offer ongoing compliance regulatory support to firms that have obtained wholesale FCA authorisation.

Our ongoing services are primarily provided through our in-house RegTech software, the Digital Compliance Assistant, which includes a maintained compliance manual, a quarterly monitoring plan, access to compliance registers and employee-specific records and attestations. We also offer assistance on answering FCA queries and any other compliance queries you may have about existing and upcoming regulations.

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