Regulatory Hosting FAQs
What are Authorised Representatives provided with?
The main benefit of becoming an Authorised Representative is being able to access the market whilst avoiding the time-consuming and costly process of seeking regulation in the UK and then having to maintain ongoing compliance systems and responsiblity. Your host (Laven Advisors) will maintain all the necessary compliance and risk oversight, and provide managers with investment process infrastructure and regulatory framework to perform their activities. This includes meeting obligations such as filing periodic reports to the FCA, and protecting investors.
Working with Laven, firms will also recieve access to Laven's Regulatory Technology, Laven Tech. No other Regulatory Hosting platform offers the same level of client support coupled with best in class technology, to ensure you maximise efficiency and can spend more time on your core business.
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