Regulatory Hosting FAQs
What are the key regulatory responsibilities of an Appointed Representative (AR)?
Even though you are not reporting directly to the regulator, it is still necessary for you to understand and comply with the regulatory requirements for the business you do. It is also important to stay within the scope of the regulatory activities your principal firm have authorised you to undertake which Hosting Platforms should monitor.
It is also important that you facilitate the principal firm's regular checks as they need to ensure AR’s remain financially stable and competent.
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