Global compliance solutions from trusted experts
Laven is a tech driven global consultancy specialising in compliance, due diligence and regulatory hosting by reinventing traditional consultancy with the use of RegTech.
We bring together a unique combination of knowledge and experience spanning across a range of services including regulatory compliance, operational and risk matters and fund due diligence.
Ongoing assistance for all regulatory queries
With regards to ongoing compliance, we support clients through quarterly monitoring visits, review AML procedures, assist with MLRO reports and controllers and close links reports.
We offer an agreed number of hours per annum of assistance for FCA compliance/regulatory queries. The DCA software underpins all of our ongoing consultancy and hence forms part of the package our clients receive with DCA access.
Get to market with ease and confidence
Laven Advisors LLP (Laven) offers a UK regulatory hosting platform, which provides clients the opportunity to conduct regulated activities as an Appointed Representative (AR), without having to be directly regulated by the FCA, or go through a full authorization process.
As the Principal firm, Laven will be responsible for the ongoing complianceAs an Appointed Representative (AR). This will allow the firm to focus on their core business activities, whilst having the full support of Laven Advisors to help them grow and achieve their objectives.
Laven’s expert due diligence services can help you progress investment decisions quickly and efficiently, while leaving the leg-work with us.
We will help you to effectively identify those investment managers best aligned with your organisation and philosophy while eliminating those whose investment and operational processes may present excessive risks.
Each review assesses the asset manager and the fund’s commitment to regulations and industry best practice standards from AIMA, MFA, ILPA and Invest Europe. Our reports cover a wide range of asset classes including, but not limited to, single strategies, hedge funds, fund of funds, private equity, private debt, real estate investments.
RegTech software to streamline compliance and due diligence work flows
Laven’s approach to regulatory software is unique as it leverages advanced technology with subject matter expertise. It is this combination which sets Laven apart in the RegTech space. Our RegTech solutions are designed to assist fund managers, service providers as well as investors to meet today's growing demands. Laven’s three solutions are designed for compliance, client onboarding and due diligence work flows.
Update your industry knowledge with our booklets, manuals and videos following best practice standards.
Our latest news
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Compliance 14 November 2018
UK Budget 2018: A Budget for Britain's Future
Posted on 14 November 2018
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Compliance 30 October 2018
Brexit and Alternative Asset Managers
Posted on 30 October 2018
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TWEET by @lavenpartners
Possibility of a severe #GDPR penalty looms for #Marriott group as while their headquarters are based in the US, their operations involve EU residents.
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Compliance 24 September 2018
Research services & the changing behavioural patterns of asset managers in the post MiFID 2 world
Posted on 24 September 2018