Navigating financial services regulations is a complex, costly, expertise-intensive, and time-consuming overhead for firms operating in the UK. That’s why many small to medium-size firms choose to outsource their compliance back-office to Laven – using our regulatory hosting services to have us act as their compliance and/or risk officer for clients who manage assets.
Established in 2005 and drawing on decades of experience, our dedicated team operates a bespoke modern compliance infrastructure which makes the entire process as seamless as possible. Significantly more cost-efficient and time-efficient than alternative options, we are the provider of choice in the industry for carrying out regulated activities in the UK.
Via our regulated entities, we offer two types of professional services: a UK regulatory hosting platform which provides clients the opportunity to conduct regulated activities as an Appointed Representative (AR), and a secondment platform for managing alternative investment funds (AIFs) or segregated accounts.
Our services allow you to focus on your core business activities and retain your firm’s independent identity and ownership.
Posted on 12 October 2023
Posted on 4 July 2023
Posted on 12 January 2023