Laven has two regulated entities: Laven Advisors LLP and Lumen Asset Management Limited. Laven Advisors LLP offers a UK regulatory hosting platform which provides clients the opportunity to conduct regulated activities as an Appointed Representative (AR) or manage funds (AIFs) or segregated accounts by becoming a part of the firm. This avoids the need to be directly regulated by the FCA and can help you gain the compliance and risk management experience needed to later pursue your own FCA authorisation.
This allows clients to focus on their core business activities and retain their independence in terms of identity and ownership, whilst having the full support of Laven to help them grow and achieve their objectives.
Posted on 12 January 2023
Posted on 11 January 2023
Posted on 8 December 2022