Regulatory Technology

The industry’s stringent compliance requirements spanning controls and oversight to performing continuous due diligence on clients and investments make it harder for businesses to establish strong yet effective operations. We expanded into technology in 2006, building our first big data module in fund due diligence. Since then, Laven Partners have committed to continuous innovation in regulatory technology.


We combine subject matter expertise with technology to offer a suite of regulatory software focused on the digitalization of relevant processes and the optimization of clients’ operations. The software is based on actual requirements and guidance from various regulators and industry associations. This makes its foundations reliable, yet fully customizable. Our regulatory technology solutions are designed to assist funds, fund managers, service providers as well as investors meet today’s growing demands.

Laven Partners offer client licensing of the following regulatory technology solutions:

  • Digital Compliance Assistant – designed to centralize, streamline and provide an audit trail for the creation and maintenance of the firm’s compliance manual and compliance registers, its compliance monitoring as well as its internal audit
  • KYC Assistant – formulating an on-boarding process in line with jurisdictional regulatory requirements improving internal efficiencies, client experience and the compliance oversight over potential clients
  • Due Diligence Manager – a comprehensive and flexible fund operational due diligence tool aggregating information and automatically matching it to content checks against applicable laws or best practice standards

Request a Demo

Our regulatory technology lessens subjectivity, reduces errors and improves management controls whilst increasing efficiencies and effectiveness of human resources. The software allows for module customization depending on each client’s specific circumstances and corporate identity (also white labeling).

We ensure strong compliance and due diligence software solutions to bring about adequate oversight to raise both internal and external confidence in clients’ operations.

Contact our specialists in order to learn more about how our regulatory technology can be tailored to meet client’s specific needs. To request a demo, click here.

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