Frequently Asked Questions
The operations of an investment manager should follow best practice standards and adhere to the relevant regulatory requirements for the manager.
The following FAQ has been created to assist managers (and investors) understand the established best practice standards for their operational and compliance controls.
FAQs for Operational Best Practice Standards
Where it is deemed too high it raises issues such as whether the manager is aware of how to manage costs – after all the money belongs to investors and to show some business acumen to limit costs should reassure investors. If they are high,
they may also reveal expenses, which, upon closer examination, are not deemed appropriate and may even reveal serious conflicts of interests.