Regulatory Compliance consulting

Today’s increasingly complex regulatory world requires a unique combination of local jurisdictional expertise with global regulatory knowledge. With a multi-jurisdictional client base we strive to deliver turnkey compliance solutions across Europe, North America and Asia.

Laven Partners’ regulatory compliance services are aimed at addressing clients’ challenges within the current and changing legal and best practice environment. We see compliance as an ongoing process to improve the financial industry’s operations and overall sustainability. Our clients rely on us as if we were a part of their team.

Following the implementation of laws such as UCITS, AIFMD, and the Dodd-Frank Act, we:

  • Developed our AIFMD Distribution Registration solution, empowering managers to navigate local distribution requirements. A platform that provides a solution to non-EEA Alternative Investments Funds (AIF) wishing to access Europe, post-AIFMD
  • Expanded internal audits, customizing solutions to provide gap analysis between clients’ operations and the requirements of the US and UK regulators amongst others
  • Established a UK Regulatory Hosting for private equity and hedge fund managers, to conduct distribution and advisory activities.

Following Laven Partners’ commitment to continuous innovation in regulatory technology, we have released a suite of regulatory software. It is focused on the digitalization of relevant processes and the optimization of clients’ operations. Our regulatory technology solutions are designed to assist funds and fund managers meet today’s growing regulatory demands. They further allow for improvements in internal efficiencies.

Laven Partners' Digital Compliance Assistant

Designed to centralise, streamline and provide an audit trail for the creation and maintenance of the firm’s compliance manual and registers, its ongoing compliance monitoring as well as internal audits. Learn More

Laven Partners' KYC Assistant

KYC software, which formulates an on-boarding process in line with jurisdictional regulatory requirements. It also improves internal efficiencies, client experience and the oversight over potential clients. Learn More

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